The Financial Conduct Authority and the Prudential Regulation Authority have set in motion the first phase of a significant overhaul of the UK’s Senior Managers and Certification Regime, signaling a shift toward a more streamlined and flexible approach to oversight while holding firm on the principle of individual accountability.
The Office of the Comptroller of the Currency has released its April 2026 enforcement actions, with a consent order against The Federal Savings Bank drawing particular attention for its focus on deceptive lending practices tied to loans for veterans.
JPMorgan Securities has been censured and fined $3.25 million by the Financial Industry Regulatory Authority after regulators found the firm failed to properly oversee a broker who pushed clients into a high-risk, leveraged investment strategy that unraveled during market turmoil.
The Federal Energy Regulatory Commission (FERC) has issued one of the most significant enforcement actions in its history, ordering American Efficient and its affiliates to pay more than $1.1 billion following what regulators described as a sweeping, years-long fraud in U.S. energy markets.
The European Banking Authority is moving to reshape how banks report data to supervisors across the European Union, unveiling a wide-ranging proposal aimed at simplifying one of the most complex, and often criticized, areas of regulatory compliance.
Passengers who struggled to get answers, or compensation, from Enter Air may soon see long-awaited payouts after Poland’s consumer protection authority stepped in with a sweeping enforcement decision. The head of Poland's UOKiK ordered the airline to compensate travelers more than $2.3 million (PLN 8.2 million) in total, following an investigation sparked by a wave of complaints about how the carrier handled issues ranging from delayed baggage to flight disruptions.
In preliminary findings published this week, the European Commission said Google should provide third-party search engines with access to core datasets (ranking, query, click, and view data) on fair, reasonable, and non-discriminatory terms. The goal is straightforward, even if the execution will not be: give competitors the tools they need to challenge Google Search in a market long defined by its dominance.