A brokerage firm owned by Goldman Sachs has agreed to pay a $1.3 million fine after regulators found the firm failed to properly review whether its customers were receiving the best available trade executions.
The Office of the Comptroller of the Currency has finalized two rule changes aimed at reducing compliance burdens for community banks, eliminating an outdated reporting requirement and expanding streamlined approval pathways for certain corporate activities.
A cyberattack on research systems at the University of Hawaiʻi Cancer Center has exposed personal data connected to roughly 1.2 million individuals, according to incident disclosures released by the university in late February.
The UK’s anti-money laundering oversight regime for lawyers and accountants is stronger than it was in 2018. But according to the latest report from the Office for Professional Body Anti-Money Laundering Supervision, it is not yet where it needs to be.
Poland’s highest administrative court has revived a GDPR enforcement case against Fortum Marketing and Sales and its IT provider Pika, siding with the country’s data protection authority and reopening the path for multimillion-złoty fines tied to a 2020 data breach affecting more than 95,000 people.
California Air Resources Board has approved a new regulation aimed at implementing two of the state’s landmark corporate climate disclosure laws, marking a significant step toward operationalizing climate-related reporting requirements for large companies doing business in California.
The UK government has formally released its finalized UK Sustainability Reporting Standards, a move that brings Britain into closer alignment with the global sustainability reporting baseline developed by the IFRS Foundation and its standard-setting arm, the International Sustainability Standards Board.