Compliance & Ethics
Oct 27, 2023

The AMF and the US CFTC Sign MOU for Supervision of Certain Cross-Border Firms

Compliance & Ethics
Oct 25, 2023

CFTC and State Regulators Enter Consent Order with California Precious Metals Dealer in $68 Million Fraud

Internal Audit & Controls
Oct 25, 2023

PCAOB Sanctions Smythe LLP for Improper Use of Unregistered Firms in Four Audits

Compliance & Ethics
Oct 24, 2023

SEC Charges BlackRock with Failing to Properly Disclose Investments by Publicly Traded Fund it Advised

Compliance & Ethics
Oct 24, 2023

Exploring the Intersection of AML Compliance and Crypto Mixers

IT Security & Privacy
Oct 24, 2023

French Data Protection Authority Fines GROUPE CANAL+ 600,000 Euros for GDPR Violations

IT Security & Privacy
Oct 24, 2023

Okta's Stock Dips as Security Provider Admits Customer Service Tool Hack

Internal Audit & Controls
Oct 24, 2023

FRC Proposes Strengthening Auditor Reporting Requirements on Legal and Regulatory Breaches