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Compliance & Ethics
Oct 15, 2026
UK Launches Consultation on Whistleblowing Reform and SFO Financial Reward Scheme
Compliance & Ethics
Oct 15, 2026
FMA Fines Individual EUR 5,000 for Unauthorized Investment Advice
AI Governance
Oct 15, 2026
FCA Issues Warning Against Unauthorized Firm Pilotrade AI
AI Governance
Oct 15, 2026
ESMA Issues New Guidance on Impact and Climate Transition Claims to Curb Greenwashing
AI Governance
Oct 15, 2026
FSMA Warns of Fraudulent Trading Platform Falsely Claiming Regulatory Approval
Compliance & Ethics
Oct 15, 2026
Austrian FMA Approves Licence Spin-Off Creating Weilburg Invest GmbH
Compliance & Ethics
Oct 15, 2026
FCA Issues Warning Against Unauthorized Firm Quantumtradedesk.org
Compliance & Ethics
Oct 15, 2026
EBA Updates Validation Rules Package for Supervisory Reporting Framework
Compliance & Ethics
Oct 15, 2026
Norway Fines Xandr NOK 92 Million Over Unlawful Sharing of Grindr Users' Sensitive Data
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