Compliance & Ethics
Oct 2, 2026
FCA Launches Scale-up Unit to Support Fast-Growing and Innovative Firms
Compliance & Ethics
Oct 2, 2026
SEC Proposes Updates to Transfer Agent Rules for Tokenized Securities and Fraud Prevention
AI Governance
Oct 2, 2026
SEC Proposes to Modernize Rules for Registered Transfer Agents
IT Security & Privacy
Oct 2, 2026
SEC Announces Roundtable on Preparations for 24-Hour Trading
AI Governance
Oct 2, 2026
Federal Reserve Highlights Opportunities in Financial Inclusion for Individuals with Criminal Record
Compliance & Ethics
Oct 2, 2026
FCA Guidance Regarding New Rules for Non-Financial Misconduct
AI Governance
Oct 2, 2026
FCA Warning Regarding Unauthorized Firm Alpha-Flow.ai
Compliance & Ethics
Oct 2, 2026
Finnish Financial Regulator Updates Penalty Framework With Greater Credit for Early Cooperation
IT Security & Privacy
Oct 2, 2026
Italy’s Privacy Regulator Fines IQVIA €7 Million Over Health Data of 1 Million Patients