Compliance & Ethics
Jan 31, 2025
CFPB Slaps Wise with $2.5 Million Fine for Misleading Customers
Compliance & Ethics
Jan 31, 2025
DOJ Sues to Block $14 Billion Proposed Acquisition of Juniper Networks by Hewlett Packard
IT Security & Privacy
Jan 30, 2025
DeepSeek’s Database Leak Highlights Security Risks in AI
Compliance & Ethics
Jan 29, 2025
EIOPA’s Sanctions Report: A Compliance Reality Check for Insurance Distributors
Compliance & Ethics
Jan 29, 2025
A $451 Million Judgment—& the Compliance Lessons You Can’t Ignore
Compliance & Ethics
Jan 29, 2025
SEC & CFTC Extend Compliance Date for Form PF Amendments
Compliance & Ethics
Jan 29, 2025
Spain’s Market Watchdog Takes Aim at X Over Compliance Failures
Compliance & Ethics
Jan 29, 2025
FCA Breaks New Ground with First-Ever Fine for MiFIR Transaction Reporting Failures
Compliance & Ethics
Jan 29, 2025
KuCoin Pleads Guilty to Unlicensed Money Transmission, Agrees to Nearly $300 Million in Penalties