Compliance & Ethics
Oct 15, 2026
FINTRAC Fines Nova Scotia Gaming Corporation CAD $231,826 for AML Program Failures
AI Governance
Oct 15, 2026
FINRA Proposes Longer Senior Investor Holds and New Fraud Delay Rule 2166 for All Customers
AI Governance
Oct 15, 2026
Danish FSA Warns Against Unauthorized Boiler Room Operator Corpholding Inc.
IT Security & Privacy
Oct 15, 2026
Dutch DPA Releases Processing Register Template for SMEs Across 10 Industries
AI Governance
Oct 15, 2026
FINRA Proposes Rule 4522 Amendment Easing Monthly Position Statement Requirements for Private Fund H
Compliance & Ethics
Oct 15, 2026
Norway FSA Republishes Luxembourg CSSF Warning on Fraud Misusing Luxempart S.A. Name
Compliance & Ethics
Oct 15, 2026
Norway FSA Publishes Warning on MelzaPlay S.A., Luxembourg Issuer Tied to CSSF Website Alert
Compliance & Ethics
Oct 15, 2026
Norway FSA Republishes UK FCA Warning on Quanta North Clone Firm Impersonating Authorized Entity
AI Governance
Oct 15, 2026
Norway FSA Republishes UK FCA Warning on Unauthorized Firm 9M AI