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Compliance & Ethics

Norway FSA Republishes UK FCA Warning on Unauthorized Firm MPay Global

The Norway Financial Supervisory Authority (Finanstilsynet) has listed a warning about MPay Global, an entity flagged by the United Kingdom's Financial Conduct Authority (FCA). The source content is minimal, so the specific misconduct is not stated and must be confirmed in the FCA notice. Compliance teams should screen for any exposure to the entity and update their watchlists.

Japan FSA Proposes Revisions to Insurance Supervisory Guidelines on In-House Agents and Antitrust Co

Japan's Financial Services Agency has published draft amendments to the Comprehensive Supervisory Guidelines for Insurance Companies and is soliciting public comments until October 13, 2026. The draft restructures regulations on in-house agents, establishes antitrust compliance system expectations, and enhances monitoring of non-life insurance products for corporations. Non-life insurers and related agencies should assess the impact now and decide whether to submit comments.

AMF Opens Applications for 2026 Young Researcher in Economics Prize

The French Financial Markets Authority (AMF) has opened applications for its 2026 "Young Researcher in Economics" prize, worth EUR $5,000, with a deadline of November 15, 2026. The prize carries no compliance obligations for regulated firms. It does signal the economic and financial research themes the AMF considers relevant to its regulatory work, which compliance teams may want to monitor.

German Data Protection Commissioner Urges Clearer Information and Granular Controls for Electronic P

Germany's Federal Data Protection Commissioner (BfDI) has issued recommendations urging the Federal Government to improve public information and give insured persons finely differentiated control over who can view their electronic patient record (ePA) data. From the end of October 2026, pseudonymized medication list data can be extracted from the ePA for research unless the insured person objects. Compliance teams at health-sector organizations and research partners should treat this as a signal of regulatory expectations for consent, transparency, and secondary use of health data.

US & UK Authorities Hold CCP Resolution Tabletop Exercise on Cross-Border Coordination

Senior officials from the CFTC, SEC, FDIC, Federal Reserve Board, and Bank of England held a tabletop exercise on September 3, 2026, on the hypothetical resolution of central counterparties (CCPs). The meeting focused on information sharing and communications arrangements to support financial stability during a CCP resolution. It introduces no new requirements, but it signals continued cross-border policy attention on CCP resilience that matters for clearing members and market participants.

Norway FSA Flags accsmanager.com in Warning Citing French AMF Impersonation Blacklist

The Norway Financial Supervisory Authority (Finanstilsynet) has published a warning about the website accsmanager.com, relaying a listing by France's Autorité des Marchés Financiers (AMF) on its blacklist of impersonation (usurpation) schemes. Compliance teams should treat the domain as a likely fraudulent or unauthorized actor and update their controls and customer-protection measures accordingly.

Norway FSA Republishes French AMF Warning on Impersonation Website pgroup-client.com

The Norway Financial Supervisory Authority (Finanstilsynet) has published a warning about pgroup-client.com, a site the French Autorité des marchés financiers (AMF) flagged on its blacklist for impersonation (usurpation). Compliance teams should treat the domain as a likely fraud vector and add it to screening and monitoring controls, since impersonation schemes target both customers and institutions.