Compliance & Ethics

As 2025 approaches, the French Autorité des Marchés Financiers (AMF) is ready to set its sights on some critical areas of financial supervision. With a clear focus on navigating the evolving landscape of asset management, market infrastructures, and financial product marketing, the AMF is positioning itself to be a vigilant guardian of investor protection and market integrity. But this is more than just routine oversight – it’s about tackling specific risks and ensuring that firms, from asset managers to intermediaries, are keeping pace with changing regulations and increasing market complexity.

In a major settlement, Hino Motors, a subsidiary of Toyota Motor Corporation, has agreed to plead guilty to criminal conspiracy charges and pay a staggering $1.6 billion to resolve allegations of emissions fraud. The U.S. Department of Justice (DOJ), Environmental Protection Agency (EPA), and a host of other federal and state agencies announced the resolution, which includes criminal fines, civil penalties, and a series of corrective measures.

The Federal Trade Commission (FTC) and the Department of Justice (DOJ) recently released updated antitrust guidelines for business activities affecting workers. The announcement, made on January 16, 2025, replaces the 2016 Antitrust Guidance for Human Resource Professionals and highlights a renewed focus on safeguarding workers' rights through rigorous enforcement of competition laws.

The Office of the Comptroller of the Currency (OCC) has begun the year by unveiling a sweeping set of enforcement actions aimed at holding banks and their personnel accountable. January’s slate includes hefty penalties, prohibitions, and stern warnings for institutions and individuals alike. Beyond the headlines, it’s a sharp reminder of the regulator’s ongoing commitment to rooting out misconduct at every level of the financial sector.

In a world where swiping right or transferring money can be done in seconds, trust is the bedrock of our digital lives. For Cash App users, that trust has been shaken—and regulators are stepping in with a forceful reminder that convenience can’t come at the cost of consumer protection.

When over 50 million people trust you to manage their money, getting it right isn’t just important—it’s everything. Unfortunately for Block, Inc., the parent company of Cash App, state regulators say the company dropped the ball.

It’s not every day that David takes on Goliath and wins. But in fiscal year 2024, a record number of whistleblowers did just that, helping the Department of Justice (DOJ) recover a staggering $2.9 billion under the False Claims Act. While the number is impressive, the stories behind it are even more so—ordinary people stepping up to expose extraordinary fraud.