ENGINEERINGINSIGHTRADARCompliance & Ethics
May 29, 2024
Fund Managers Punished by SEC for Obscuring Portfolio Details
ENGINEERINGINSIGHTRADARIT Security & Privacy
May 24, 2024
CMA Investigates Meta Over Suspected Anti-Competitive Use of Data
ENGINEERINGINSIGHTRADARCompliance & Ethics
May 24, 2024
EBA Finds Divergences in Issuance & Regulation of 'Virtual IBANs' Across EU
ENGINEERINGINSIGHTRADARRegTech
May 24, 2024
AuditBoard to be Acquired by Hg Capital for Over $3 Billion
ENGINEERINGINSIGHTRADARCompliance & Ethics
May 23, 2024
J.P. Morgan to Pay $200 Million for Widespread Trade Surveillance Lapses
ENGINEERINGINSIGHTRADARCompliance & Ethics
May 23, 2024
Telecom Carrier Faces $2 Million FCC Fine for Enabling Deepfake Robocall Scheme
ENGINEERINGINSIGHTRADARCompliance & Ethics
May 23, 2024
OCC Announces May 2024 Enforcement Actions, Highlighting Increasing Compliance Obligations and Enforcement
ENGINEERINGINSIGHTRADARCompliance & Ethics
May 23, 2024
FCA Fines HSBC £6.2 Million for Mishandling Financially Vulnerable Customers
ENGINEERINGINSIGHTRADARCompliance & Ethics
May 22, 2024
SEC Fines NYSE Parent $10 Million Over Cyber Breach Disclosure Failures
ENGINEERINGINSIGHTRADARCompliance & Ethics
May 22, 2024
Major Blunder Costs Citigroup Over £61 Million in Fines
ENGINEERINGINSIGHTRADARCorporate Governance
May 21, 2024
PwC Tapped by COSO, NACD to Develop Pioneering U.S. Corporate Governance Framework
ENGINEERINGINSIGHTRADARAI Governance
May 21, 2024
EU Takes Major Step Towards Pioneering AI Regulation with Council Approval