Compliance & Ethics
Jan 17, 2025

Wells Fargo & Merrill Lynch Penalized $60 Million for Compliance Failures

Compliance & Ethics
Jan 17, 2025

SEC Takes Action Against Two Sigma for Failing to Fix Vulnerabilities in Investment Models

IT Security & Privacy
Jan 17, 2025

FTC Takes Action Against GM Over Unseen Tracking of Drivers’ Data

Compliance & Ethics
Jan 17, 2025

American Express Agrees to Pay Massive Settlement to Resolve Deceptive Marketing Scheme & Fraud Allegations

Compliance & Ethics
Jan 17, 2025

Fayat Group to Pay $11 Million Over Clean Air Act Violations

Compliance & Ethics
Jan 16, 2025

AMF Unveils Supervisory Priorities for 2025: A Focus on Operational Risks, Market Integrity, & Technological Innovation

Compliance & Ethics
Jan 16, 2025

Toyota Subsidiary Agrees to Plead Guilty & Pay Over $1.6 Billion to Resolve Emissions Fraud Scheme

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IT Security & Privacy
CNIL Imposes €32 Million Fine on Amazon France Logistique for GDPR Violations
IT Security & Privacy
Okta's Stock Dips as Security Provider Admits Customer Service Tool Hack
Compliance & Ethics
FINRA Fines LPL Financial $3 Million for Compliance Failures: Senior Citizens Among the Affected
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