Compliance & Ethics
Sep 12, 2024

SEC Charges Three StraightPath Sales Agents for Unregistered Broker Activity

Compliance & Ethics
Sep 12, 2024

CFTC Modernizes Key Regulations for Commodity Pool Operators & Trading Advisors, Files Charges Against Unregistered Florida Firm for Fraud

Third-Party & Supply Chain
Sep 11, 2024

Commerce Department Unveils Supply Chain Risk Assessment Tool at Inaugural Summit

Compliance & Ethics
Sep 10, 2024

John Deere Agrees to Pay $10 Million in SEC Settlement Over Thai Bribery Scheme

Risk & Resilience
Sep 10, 2024

ESAs Highlight Economic & Geopolitical Risks in Autumn 2024 Report

IT Security & Privacy
Sep 10, 2024

Dutch Data Protection Authority Slaps Clearview AI with $33.7 Million Fine Amid Privacy Controversies

IT Security & Privacy
Sep 10, 2024

Swedish DPA Imposes Penalties for Data Transfers to Meta

Categories
Systems & Architecture
GRC Engineering
GRC Engineering
GRC Technology & Innovation
GRC Architecture
Radar
Corporate Governance
AI Governance
Contributor Insights
Risk & Resilience
Contributor Press Release
FINRA
RegTech
Compliance & Ethics
ESG
Third-Party & Supply Chain
IT Security & Privacy
Internal Audit & Controls
BaFin
AMF
FCA
SEC
OCC
DSB
BDSG
ICO
CNIL
Regulatory
Featured
Compliance & Ethics
SEC Charges Lyft for Failing to Disclose Board Member’s Financial Interest in Pre-IPO Stock Transaction
Risk & Resilience
Italy Presses AI Firms to Put “Hallucination” Risks Front & Center
IT Security & Privacy
HHS’ Office for Civil Rights Settles Malicious Insider Cybersecurity Investigation with Montefiore Medical Center for $4.75 Million
Tags
No items found.