Compliance & Ethics
Oct 2, 2024

SEC Enforcement Director Grewal to Step Down After Three-Year Tenure

AI Governance
Oct 2, 2024

Justice Department Unveils Comprehensive Strategy to Combat AI-Enabled Cybercrime, Emphasizes International Cooperation

Compliance & Ethics
Oct 2, 2024

CFTC Hits Swap Trading Platforms with Over $2.2M in Fines Amid Growing Internal Policy Rift

Compliance & Ethics
Oct 2, 2024

Ovintiv USA Agrees to $16 Million Settlement Over Clean Air Violations in Utah

Compliance & Ethics
Oct 2, 2024

Starling Bank Hit with £29 Million Fine Over Financial Crime Control Failures

Compliance & Ethics
Oct 1, 2024

Citigroup Ordered to Strengthen AML Compliance Amid Federal Scrutiny

Risk & Resilience
Oct 1, 2024

ESAs Bolster Resilience with New DORA Oversight Director

Compliance & Ethics
Oct 1, 2024

Barclays Fined $4 Million by CFTC for Swap Reporting Violations, Sparking Debate on Regulatory Approach