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Compliance & Ethics
Nov 8, 2026
ASIC Form 2213 Sets Requirements for Changing a Company's State or Territory of Registration
Compliance & Ethics
Nov 8, 2026
FCA Warns of Smartpaynet.com Clone Firm Impersonating Authorized Firm Money Compass Limited
Compliance & Ethics
Nov 8, 2026
ASIC Form 384 Outlines Reporting Relief Notice for Foreign-Controlled Small Proprietary Companies
Compliance & Ethics
Nov 8, 2026
Japan FSA Finalizes Liquidity Risk Management Revisions for Publicly Offered Investment Trusts
Compliance & Ethics
Nov 8, 2026
EIOPA Rejects Q&A 3616 on S.27.02 and S.27.03 Asset Type and Policy Reporting, Cites Q&A 3612
Compliance & Ethics
Nov 8, 2026
Norway FSA Posts Warning on Velomarkets Citing UK FCA Notice of Unauthorized Activity
Compliance & Ethics
Nov 8, 2026
EU Board of Appeal Publishes Template Declaration of Commitment and Interests for Members
AI Governance
Nov 8, 2026
Austrian FMA Sanctions TiH GmbH for Unauthorized Management of Alternative Investment Fund
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ESG
Landmark Ruling: Montana Judge Mandates Increased Climate Change Protection
IT Security & Privacy
New York Unveils Comprehensive Statewide Cybersecurity Strategy
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Boeing Agrees to $8.1 Million Settlement to Resolve Osprey Production Allegations
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