Third-Party & Supply Chain
May 6, 2024
Agencies Issue Guide to Help Community Banks Manage Third-Party Risks
Compliance & Ethics
May 3, 2024
FINTRAC Hits TD Bank with Fine of $9 Million (CAD)
AI Governance
May 3, 2024
CFTC Ramps Up Efforts to Regulate Artificial Intelligence in Financial Markets
Compliance & Ethics
May 3, 2024
FINRA Imposes $1.1 Million Fine on SoFi for Violating Customer Identification & Identity Theft Prevention Rules
IT Security & Privacy
May 3, 2024
Hellenic Post Services S.A. Faces GDPR Fine for Data Breaches
IT Security & Privacy
May 3, 2024
Staffing Company Agrees to $2.7M Settlement for Alleged Cybersecurity Lapses in COVID-19 Contact Tracing
Compliance & Ethics
May 3, 2024
Audit Firm BF Borgers and Owner Charged with Massive Fraud
AI Governance
May 2, 2024
CFTC Commissioner Lays Out Agenda for Regulating AI in Financial Markets
AI Governance
May 1, 2024
CFTC Appoints First Chief AI Officer to Bolster Data Strategy & AI Governance