RegTech
May 24, 2024
AuditBoard to be Acquired by Hg Capital for Over $3 Billion
Compliance & Ethics
May 23, 2024
J.P. Morgan to Pay $200 Million for Widespread Trade Surveillance Lapses
Compliance & Ethics
May 23, 2024
Telecom Carrier Faces $2 Million FCC Fine for Enabling Deepfake Robocall Scheme
Compliance & Ethics
May 23, 2024
OCC Announces May 2024 Enforcement Actions, Highlighting Increasing Compliance Obligations and Enforcement
Compliance & Ethics
May 23, 2024
FCA Fines HSBC £6.2 Million for Mishandling Financially Vulnerable Customers
Compliance & Ethics
May 22, 2024
SEC Fines NYSE Parent $10 Million Over Cyber Breach Disclosure Failures
Compliance & Ethics
May 22, 2024
Major Blunder Costs Citigroup Over £61 Million in Fines
Corporate Governance
May 21, 2024
PwC Tapped by COSO, NACD to Develop Pioneering U.S. Corporate Governance Framework
AI Governance
May 21, 2024
EU Takes Major Step Towards Pioneering AI Regulation with Council Approval