SEC
Oct 2, 2023
2023 SEC, MSRB, and FINRA Compliance Outreach Program for Municipal Market Participants
FINRA
Oct 2, 2023
FINRA Board of Governors: A Look at the Oversight of the Securities Industry
ICO
Oct 2, 2023
Fines Totalling £590,000 Issued by ICO For 1.9 Million Unwanted Marketing Calls Targeting Vulnerable Groups
ICO
Oct 2, 2023
Investigation launched into potential cyber breach at Greater Manchester Police
ICO
Oct 2, 2023
City of York Council: ICO Issues Enforcement Notice to Clear 261-Request Backlog
CNIL
Oct 2, 2023
CNIL Imposes 200,000 Euro Fine on SAF LOGISTICS for Breaching GDPR
ICO
Oct 2, 2023
Protecting the Personal Data of Victims of Domestic Abuse: Preventing Breaches and Ensuring Safety
FINRA
Oct 2, 2023
"Exploring FINRA's Financial Practices and Policies for Investor Protection and Market Integrity"
Third-Party & Supply Chain
Oct 2, 2023
ILWU Files for Chapter 11 Bankruptcy While Still Handling Massive ICTSI Lawsuit