Compliance & Ethics
Mar 19, 2024
CFTC Orders U.S. Bank to Pay $6 Million and Oppenheimer to Pay $1 Million for Recordkeeping and Supervision Failures
IT Security & Privacy
Mar 18, 2024
FBI's 2023 Cybercrime Report Reveals Alarming Trends in Cyber Threat Landscape
IT Security & Privacy
Mar 18, 2024
ICO Publishes New Fining Guidance
Compliance & Ethics
Mar 18, 2024
SEC Charges Two Investment Advisers with False Claims on AI Usage
ESG
Mar 15, 2024
EU Takes Stride Towards Corporate Accountability with Corporate Sustainability Due Diligence Directive
IT Security & Privacy
Mar 15, 2024
HHS Office for Civil Rights Issues Letter, Initiates Investigation of Change Healthcare Cyberattack
Compliance & Ethics
Mar 15, 2024
CFTC Awards Insider Whistleblower Approximately $1.25 Million
Compliance & Ethics
Mar 14, 2024
OCC Imposes $250 Million Penalty on JPMorgan Chase Bank for Surveillance Failures
ESG
Mar 14, 2024
Sierra Club and Earthjustice Sue SEC Over Weakened Climate Risk Disclosure Rule