Compliance & Ethics
Feb 12, 2024

U.S. Supreme Court Sides with SOX Whistleblower in Murray v. UBS Securities Case: Lessons Learned for Compliance Teams

Third-Party & Supply Chain
Feb 9, 2024

EU Postpones Supply Chain Law Decision Amidst German & Italian Opposition

ESG
Feb 9, 2024

AMF Releases Educational Guide on Corporate Climate Transition Plans Ahead of CSRD Directive Implementation

Compliance & Ethics
Feb 9, 2024

SEC Imposes Over $81 Million in Penalties on 16 Firms for Recordkeeping Failures

Compliance & Ethics
Feb 8, 2024

Goldman Sachs Settles with FINRA, Accepts $512,500 Fine for Surveillance Failures

IT Security & Privacy
Feb 8, 2024

HHS’ Office for Civil Rights Settles Malicious Insider Cybersecurity Investigation with Montefiore Medical Center for $4.75 Million

Compliance & Ethics
Feb 6, 2024

SEC Charges Cloopen Group with Accounting Fraud; Cloopen Avoids Penalties Through Self-Reporting and Cooperation

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IT Security & Privacy
MGM Resorts Reveals $100 Million Cost of Recent Cyberattack
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EU Council Reaches Agreement to Regulate ESG Ratings Providers
Compliance & Ethics
Federal Court Orders South African Company to Pay Over $1.7 Billion in Restitution for Forex Fraud
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