Compliance & Ethics
Aug 14, 2024
CFTC Fines Vitol $500,000 for First-Ever Cross-Exchange Position Limit Violation
Third-Party & Supply Chain
Aug 13, 2024
Körber to Acquire TMS Provider MercuryGate, Expanding Their Supply Chain Solutions Portfolio
Compliance & Ethics
Aug 13, 2024
SEC Charges OTC Link LLC for Failing to Report Suspicious Activity
IT Security & Privacy
Aug 13, 2024
Polish Data Protection Authority Fines Healthcare Company for Data Security Failures
Compliance & Ethics
Aug 8, 2024
CFTC Secures Historic $12.7 Billion Judgment Against FTX & Alameda for Massive Fraud
Third-Party & Supply Chain
Aug 8, 2024
Strengthening KYC through Integrated Third-Party Risk Management Practices in Financial Institutions
Compliance & Ethics
Aug 8, 2024
Federal Reserve Orders Compliance Overhaul at Customers Bancorp
ESG
Aug 8, 2024
SEC Defends Authority to Mandate Climate Risk Disclosures
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Compliance & Ethics
Morgan Stanley Faces Federal Reserve Scrutiny Over Anti-Money Laundering Protocols
ESG
EU Bank Regulator Recommends Accelerating Integration of ESG Risks into Capital Requirement Framework
Compliance & Ethics
Gartner, Inc. Agrees to Pay $2.5M to SEC for FCPA Compliance Failure
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