RegTech
May 24, 2024
AuditBoard to be Acquired by Hg Capital for Over $3 Billion
Compliance & Ethics
May 23, 2024
J.P. Morgan to Pay $200 Million for Widespread Trade Surveillance Lapses
Compliance & Ethics
May 23, 2024
Telecom Carrier Faces $2 Million FCC Fine for Enabling Deepfake Robocall Scheme
Compliance & Ethics
May 23, 2024
OCC Announces May 2024 Enforcement Actions, Highlighting Increasing Compliance Obligations and Enforcement
Compliance & Ethics
May 23, 2024
FCA Fines HSBC £6.2 Million for Mishandling Financially Vulnerable Customers
Compliance & Ethics
May 22, 2024
SEC Fines NYSE Parent $10 Million Over Cyber Breach Disclosure Failures
Compliance & Ethics
May 22, 2024
Major Blunder Costs Citigroup Over £61 Million in Fines
Corporate Governance
May 21, 2024
PwC Tapped by COSO, NACD to Develop Pioneering U.S. Corporate Governance Framework
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Compliance & Ethics
BaFin Imposes €170,000 Fine on Deutsche Bank for Reporting Compliance Lapses
IT Security & Privacy
Germany Warns Public Authorities Not to Treat AI Privacy as an Afterthought
Compliance & Ethics
UK Asset Managers Ordered by FCA to Demonstrate Value for Money Amid Rising Competition
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