Compliance & Ethics
Dec 29, 2023
BNP Paribas Faces Scrutiny in French Money Laundering Investigation
Internal Audit & Controls
Dec 28, 2023
EBA Proposes Guidelines for Strengthening Internal Policies and Controls to Mitigate Risk of Non-Compliance with Union and National Sanctions
IT Security & Privacy
Dec 28, 2023
Corewell Health Faces Second Data Breach, Exposing 1 Million Michigan Residents' Information
Compliance & Ethics
Dec 28, 2023
LPL Financial LLC Fined $5.5 Million by FINRA for Supervision Lapses
ESG
Dec 27, 2023
Navigating the Social Landscape of ESG: Progress, Pitfalls, and the Path Forward
Compliance & Ethics
Dec 26, 2023
SEC Awards Over $28 Million to Seven Whistleblowers for Vital Contributions to Enforcement Success
ESG
Dec 20, 2023
EU Council Reaches Agreement to Regulate ESG Ratings Providers
Third-Party & Supply Chain
Dec 19, 2023
Nearshoring Emerges as Key Supply Chain Risk Mitigation Strategy for European Firms
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Compliance & Ethics
SEC Charges BlackRock with Failing to Properly Disclose Investments by Publicly Traded Fund it Advised
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EU Postpones Supply Chain Law Decision Amidst German & Italian Opposition
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Navigating the Digital Minefield: Defending Against API Cyber Threats
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