SEC
Jul 10, 2023
Merrill Lynch Agrees to Pay $9.5 Million to Settle Charges of Charging Undisclosed Fees for Foreign Currency Exchanges
SEC
Jul 10, 2023
SEC Charges Chatham Asset Management and Anthony Melchiorre Over Improper Trading of Fixed Income Securities
SEC
Jul 10, 2023
SEC Reopens Comment Period on Proposed Amendments to Exchange Definition for Crypto Asset Securities
SEC
Jul 10, 2023
SEC Charges Founder of Student Loan Assistance Company with Fraud Over $175 Million Acquisition
SEC
Jul 10, 2023
SEC Office of Minority and Women Inclusion Releases FY 2022 Annual Report to Congress
SEC
Jul 10, 2023
Deborah J. Jeffrey Appointed as Inspector General for the Securities and Exchange Commission
SEC
Jul 10, 2023
SEC Charges Bittrex and its Co-Founder for Operating an Unregistered Securities Exchange
SEC
Jul 10, 2023
SEC Charges Investment Advisory Firm Betterment LLC for Misstatements, Omissions, and Failure to Notify Clients
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Compliance & Ethics
The AMF and the US CFTC Sign MOU for Supervision of Certain Cross-Border Firms
IT Security & Privacy
Pizza Hut's Recent Data Breach: Customer Information Exposed
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SEC Chair Highlights Investor Backing for Scope 3 Emissions Reporting
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