Internal Audit & Controls
Jul 31, 2023
PCAOB Imposes Sanctions on Five Audit Firms for Violating Communications Rules with Audit Committees
CNIL
Jul 28, 2023
CNIL Sandbox Call for Projects: Artificial Intelligence for the Benefit of Public Services
FCA
Jul 28, 2023
"FCA Fines Bastion Capital London Ltd for Facilitating Fraudulent Cum-Ex Trading"
FCA
Jul 28, 2023
The Financial Conduct Authority Finds Millions Struggling to Contact Financial Services Providers
FCA
Jul 28, 2023
"Finalized Revised Complaints Scheme for Regulators in UK Offers Clarity and User-Friendliness"
FCA
Jul 28, 2023
Temporary Measures for Fields in UK MiFIR Transaction Reports
SEC
Jul 28, 2023
Proposal To Amend Regulations on X
FINRA
Jul 28, 2023
FINRA Board Re-Elects Eric Noll as Chair and Approves New Governance and Rulemaking Initiatives
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Internal Audit & Controls
PCAOB Proposes Amendment to Strengthen Accountability for Contributing to Firm Violations
IT Security & Privacy
MGM Resorts Reveals $100 Million Cost of Recent Cyberattack
Third-Party & Supply Chain
Bank of England, PRA, and FCA Collaborate on Strengthening Oversight of Critical Third Parties in Financial Services
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